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Yyyyyy x. yyyyyy
0000 xxxxxx xxxx , xxxx , xxxxx 00000 xxx-xxx-xxxx
abc@xyz.com
Profile of Qualifications
- Results-oriented Financial Operations Professional with over 15 years of experience in securities, settlements and project management.
- Proven track record of maintaining quality assurance throughout purchasing, selling and transferring of securities.
- Dynamic communication skills, key to rapidly establishing rapport and fostering lasting client relationships.
- Regarded for the ability to deliver outstanding results with the highest degree of expertise, service and professionalism.
Key Areas of Expertise
|
Project Management Training & Development |
Securities Lending & Clearance Policy Compliance |
Settlements Quality Assurance
|
Professional Synopsis
Garden City Group LLC, Lake Success, NY 2011-2016
Project Manager
Assumed integral financial management position, focusing primarily class action settlements valued at up to $250M.
Contributed extensively to all project lifecycle phases, including planning, testing and budget management.
Demonstrated strong leadership abilities while conducting in depth training on procedures and protocols.
Ensured regulation compliance throughout all day to day operations.
American Stock Transfer & Trust, Brooklyn, NY 2010-2011
Transfer Agent
Leveraged in depth financial knowledge to aid shareholders in purchasing, selling and transferring of securities.
Maintained quality control throughout all processes by ensuring policy compliance.
Strategically forecast shareholder account balance positions by analyzing exchange-rate ratio, stock-split ratio and cash-in-in-lieu.
Utilized AST proprietary software to successfully maintain certify shareholder accounts.
UBS Investment Bank, New York, NY 2007-2009
Stock Loan Operations Analyst (Consultant)
Fulfilled key global support role, managing oversight of cash collateral, non-cash collateral, swaps, LOC and short sales.
Streamlined process improvement initiatives, resulting in increased efficiency.
Chief responsibilities included Mark to Market processing, return processing, pair offs, payments, rebate changes and billing.
Effectively collateralized all international Brokers at 105% to reduce financial exposure.
Utilized various tools, including Loanet and Halo to complete daily operations.
JPM Chase Investment Bank, New York, NY 2006-2007
Securities Lending Specialist (Consultant)
Heavily involved in all trade operations, focusing on support, entry, capture and reconciliation for fixed income clients.
Maintained quality control throughout daily operations by strategically analyzing information and resolving discrepancies.
Responsibilities included broker billing, fail tracking and mark to market function management.
Yyyyyy x. yyyyyy
0000 xxxxxx xxxx , xxxx , xxxxx 00000 xxx-xxx-xxxx
abc@xyz.com
Citibank Federal Savings Bank, Dania, FL 2000-2006
Personal Banker Associate
Utilized knowledge of branch services to establish lasting customer relationships, make solid recommendations and increase overall company revenue.
Demonstrated strong leadership skills by providing mentorship and training to new associates.
Thoroughly identified fraudulent activity, resulting in $100,000+ in savings.
Education & Professional Development
Bachelor of Business Administration in Business Management; Minor: Finance
Florida A&M University; 2000
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