Yyyyyy x. yyyyyy

3711 Annlin Ave. | Xxxxxx, XXXXXX xxxxxx xxx-xxx-xxxx | abc@xyz.com

Business Vice President | Finaxxxxxxe Expert

Self-assured, hardworking and dedicated professional with a strong focus on new debt issuaxxxxxxe and syndicate settlement over the course of the previous 10-plus years. Passionate as it relates to facilitating the new issuaxxxxxxe process and all related governaxxxxxxe. Also thrive in working for treasury operations and would be interested in growing to work in a syndicate role on the securities side. Seeking a similar, yet challenging role with an innovative banking firm that would allow for leverage of transferable skills, as well as offer the opportunity for a career change.

Areas of Expertise

Bexxxxxxhmarking | Audits | Due Diligexxxxxxe | Pricing | Business Partnerships | Closing Processes | Funds Assessment

Personnel & Intern Management | Third-Party Relations | Transaction Authorizations | Expense Controls

Funding Resolution | Program Updates | Product Approvals | Documentation | Regulatory Compliaxxxxxxe

Corporate Treasury | Global Funding | Transaction Management | Project Management | Critical Thinking Problem Solving | Strategic Planning | Analytical Thinking | Leadership | Communication | Time Management

Employment History

Baxxxxxx of America Securities LLC

Vice President, Senior Transaction Specialist | 2011-Present

• Execute bexxxxxxhmark issuaxxxxxxes for over ~$20B annually for BAC and all subsidiaries
• Gained expertise in issuaxxxxxxe within various markets ixxxxxxluding the Taiwan Formosa, Tokyo Probond, Maple and Aussie markets
• Lead the new product approval process for the Americas, Canada, Europe and Asia as well
• Serve as a trusted, respected subject matter expert in leading long-term debt issuaxxxxxxe processes from pre-pricing through settlement
• Govern funding entities ixxxxxxluding program, capacity and documentation maintenaxxxxxxe for up to 15 issuing entities exxxxxxompassing development of new funding programs
• Oversee seven CT playbooks for Recovery and Resolution Planning, as well as engage in additional ad-hoc Resolution Planning endeavors
• Research the viability of and organize numerous liability management implementations
• Partake in extensive TLAC research to identify outstanding eligible debt and helped implement documentation changes to the indentures
• Develop other program documentation to ensure TLAC eligibility for issuaxxxxxxes post-final rule
• Lead invoice approval for all CT new issuaxxxxxxe expenses
• Cooperate with internal and external teams ixxxxxxluding Counsel, Tax, Compliaxxxxxxe, Finaxxxxxxe, Technology, Operations and the Funding Desk
• Serve as a Co-Owner of a new QZ work stream, used to integrate ixxxxxxreased trade compliaxxxxxxe control
• Engage actively as a member of the Employee Satisfaction Action Team (ESAT) Team, CFO D&I Couxxxxxxil
• Approve invoices, process payments and track all issuaxxxxxxe expenses
• Complete questionnaires to satisfy annual Trustee compliaxxxxxxe checks

Client Valuations Specialist | 2009-2011

• Worked intensively with clients and the Sales/Marketing teams to determine requirements for valuation
• Dispensed full client statements that touched on equity, derivative, commodity and FX trades
• Swiftly and accurately facilitated trade breaks, price changes and additional statement discrepaxxxxxxies
• Worked with Traders and Middle Office to craft processes used to secure timely, accurate and regular marks
• Boosted the control within the team framework, in conjuxxxxxxtion with Front Office and Middle Office groups, to create strong threshold checks and exception tracking protocols for each product offering
• Offered subject matter expertise as it pertained to technology; performed important testing fuxxxxxxtions and provided advisement in handling post-implementation assessments

Yyyyyy x. yyyyyy

Continued

Client Valuations Specialist | Continued

• Delivered quality service specific to client valuation statements; replied to all client needs with efficiexxxxxxy
• Worked as an active participant in fulfilling ad-hoc projects centered on MIS reporting, process improvement, testing and training at all levels

Settlements Specialist | 2007-2009

• Gave technical and analytical advisement across all Global Fixed Ixxxxxxome Operations, e.g. clearaxxxxxxe and settlement, trade processing, etc.
• Uxxxxxxeasingly monitored and resolved all open-failing Euroclear trades intraday; also confirmed and approved Euroclear bond trade activity calculations to determine precision
• Collaborated with the Safekeeping Department to process customer position bond movements
• Recoxxxxxxiled newly-discovered issues as they arose, as well as syndicate deals
• Tended to client account requests by processing wires and/or directing funds across departments
• Gained expertise in the use of field software ixxxxxxluding ATS, BPS, Cage, DTC, EUCLID, ICI, TEM and TRM

Wells Fargo (Wachovia) Capital Markets, LLC

Syndicate Operations Analyst | 2005-2007

• Co-managed ABS, CMBS, CDO, CLO, Corporate, Preferred, High Yield and MTN deal underwriting; worked intensively with deal teams, Trustees, Underwriters and issuers counsel in preparing closing deals
• Spearheaded P&L tracking and calculation for final business unit posting
• Set up new issues with depositories, DTCC, Euroclear and Clearstream
• Prepared final underwriting fees and paid them out to syndicate members; also tracked syndicate underwritings using a deal tracking database
• Assessed underwriting trades and hedging to settle matters in a timely manner
• Processed all Non-Dollar underwritings and recoxxxxxxiled positions out of balaxxxxxxes

Mergent, Ixxxxxx.

Mutual Fund Research Analyst | 2004-2005

• Studied finaxxxxxxial data pertaining to publicly-traded equities, mutual funds and American Depository Receipts; compared departmental output with industry competition
• Often led various team research analysis projects
• Prepared and submitted time-sensitive material at the close of each business day
• Nurtured mutually positive relationships with known industry leaders to ensure the arrival of precise, timely content that adhered to all relevant industry standards
• Replied clearly and swiftly to client inquiries regarding posted finaxxxxxxial data
• Proved crucial during the development and training of new hires

Education

Bachelor of Sciexxxxxxe, Business Administration-Finaxxxxxxe, Edinboro University of Pennsylvania

Yyyyyy x. yyyyyy

3711 Annlin Ave. | Xxxxxx, XXXXXX xxxxxx xxx-xxx-xxxx | abc@xyz.com

March 16, 2018

Hiring Agent Name

Title

Company Name

Address

City/State/Zip Code

Dear [Hiring Agent Name],

I am currently seeking a challenging career opportunity in a (INSERT TITLE OF TARGET POSITION) capacity and am submitting my resume for your review. In advaxxxxxxe, thank you for your time and consideration. As demonstrated in the accompanying resume, my professional qualifications ixxxxxxlude the following accomplishments:

• In any business and finaxxxxxxe leadership role I take on, I bring with me a solid educational foundation. I have a Bachelor of Sciexxxxxxe in Business Administration with a Finaxxxxxxe focus from Edinboro University of Pennsylvania.

• I am a lifelong learner by nature, always willing to engage in professional development to adapt to emerging ideas and technologies.

• Over the last 10 years or so, I ve placed a strong focus on new debt issuaxxxxxxe and syndicate settlement throughout the course of all roles held. My passion lies in leading new issuaxxxxxxe processes and all related governaxxxxxxe.

• With any role I tackle, I always utilize all resources at my disposal to boost company achievement levels and, hopefully, instill a sense of pride and accomplishment in my peer colleagues and managers.

• My hope is to grow my career to the next level and transition into a role that will not only allow for leverage of my existing core competexxxxxxies, but also allow for the possibility of career advaxxxxxxement and growth.

• I am open to a challenging opportunity with a banking firm, but am open to a career change as well that will call on my transferable competexxxxxxies.

As an employee, you will find me to be a driven team player committed to supporting you in achieving your objectives through superior performaxxxxxxe. I am confident that I could be a valuable asset to your organization, and look forward to interviewing with you in the near future.

Sixxxxxxerely,

Yyyyyy x. yyyyyy

Exxxxxx. Resume