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Yyyyyy x. yyyyyy
1280 Corona Pointe Court 114-Corona, CA 92879 abc@xyz.com
Finance and Operations Executive
MBA Candidate ~ BA in Economics
Executive Profile
Performance-driven leader offering unique blend of experience in finance, start-ups, business development, sales, marketing, account servicing, client relations, accounting, reporting, administrative, information systems, and cross-functional department operations
Launched and currently manage start-up company, with full P&L accountability; 2008-present
Drove sales to $1M+ within first 3 years of launch; 2008-2011
Grew trading volume to 50M+ shares annually; 2005-2008
Successfully managed $500M hedge fund; 2004-2005
Boosted client relationship management by spearheading special projects focused on building out service model and infrastructure to create scale and efficiencies; 2005
Solid qualifications in financial modeling, analysis and reporting along with budgeting, month end/ fiscal year closings, tax preparation, accounting, and payroll
Extensive background in financial services sector including investment, portfolio management, stock trades, hedge funds, and equities; includes risk management, legal and compliance
Motivating leader able to build, direct and collaborate with multidisciplinary teams
Dynamic communication and interpersonal relation skills crucial to productively interfacing with all business stakeholders; sharp consultation, presentation and negotiation skills
Talent for identifying and capitalizing on opportunities to drive growth, boost productivity and efficiency and optimize bottom-line operational and financial performance
Technology savvy, with proficiency in MS Office Suite, NASDAQ Workstation, Electronic Communication Networks (ECNs), Pink Sheets OTC Dealer, Brass, ILX, Bloomberg, and Bridge
Career Track
General Manager, Corona Specialty Compounding Pharmacy-Corona, CA 2008-Present
Successfully spearheaded startup and opening of new compounding pharmacy and currently steer full-scope multi-million dollar operations through P&L
Directly manage all financial operations, from forecasting, analysis and budgeting through cost controls, accounting, reporting, and bottom-line profitability
Consistently achieve and surpass aggressive sales goals by effectively conducting sales calls and meetings with physicians, hospitals, medical facilities, and universities
Deliver world-class service and build solid relationships vital to maximizing client development, loyalty and retention
Market Maker/Trader, HW Markets-Beverly Hills, CA 2005-2008
Specializing in managing high net worth individual and financial institution accounts, increased trading volume to over 50M shares per year
Appointed key point of contact in addressing client issues and ensuring satisfaction in recognition of dynamic customer relation skills
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Senior Client Analyst, Goldman Sachs & Co.-Los Angeles, CA 2005
Provided quality support and analytics for division clients, attrition and ad hoc reporting; developed and maintained keen awareness of client interests and investment trends through ongoing research to ensure delivery of optimal resources and financial solutions for clients
Actively collaborated with Managing Directors in complex portfolio reviews, client inquiries and meetings management, ad hoc issue resolution, liquidity needs coordination, and customized and standardized report delivery negotiations along with expense controls
Effectively assisted in coordinating client account life-cycle events spanning new business implementation, account restructures and terminations; productively worked with cross-functional teams across strategic client services, client implementation, portfolio management, trading, operations, controllers, risk management, legal, compliance, and accounting/billing
Investment Analyst, Helix Investment Partners-Los Angeles, CA 2004-2005
Proficiently analyzed, monitored and traded equity/bond/option for $500M hedge fund to maximize financial performance
Boosted productivity, efficiency and quality of operations by partnering with project managers in creating innovative software trading system
Market Maker/Trader, Conifer Securities-San Francisco, CA 1999-2004
Recruited to make markets in 25+ stocks and executions across various agency orders; included trading for principal of firm along with institutional and retail clients spanning execution, trade reconciliation and position management as well as agency, option and listed equity executions
Productively interfaced with multidisciplinary industry professionals including fund managers/traders, research analysts, floor brokers, and related market makers
Optimized productivity and efficiency through proficient use of technologies including NASDAQ Workstation, various ECNs and Pink Sheets OTC Dealer along with information systems including Brass, ILX, Bloomberg, and Bridge
Equity Analyst, WR Hambrecht & Co.-San Francisco, CA 1998-1999
Specializing in technology consulting industry, including Internet development, software implementation and engineering consulting practice markets, successfully built detailed financial models, performed comparable company transactions and conducted valuation and earnings models analyses
Concurrently published several comprehensive industry, market and company reports
Actively assisted in developing and managing WRH Research Website; updated and input financials and news data
Marketing/Sales Analyst, Actionware Corp.-San Francisco, CA 1997-1998
Launched career researching and analyzing converging software industry, with emphasis on Front Office software for AS/400 platform; built detailed financial models reflecting various marketing campaigns and internal restructures
Demonstrated solid knowledge of finance and accounting in co-developing Sales/Marketing Department budget as well as managing A/R, AP and payroll and collaborating in month end and fiscal year closings along with tax reporting
Education
MBA, U.C. Irvine, Paul Merage School of Business; June 2016
BA, Economics, U.C. Berkeley; 1997
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