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Yyyyyy x. yyyyyy
0000 xxxxxx xxxx , xxxx , xxxxx 00000 (xxx-xxx-xxxx Abc@xyz.com
Financial Services Professional
Client Centered Detail Driven Leader Mentor Highly Effective
Profile
More than 5 years of progressively responsible experience in the finance industry
Excellent communicator with demonstrated ability to collaborate with staff, management, business partners, and others at all organizational levels
Possess an outstanding blend of organization, prioritization, leadership and interpersonal skills
Consistent success is rooted within the combined concepts of quality, continuous improvement and effective process enhancements
Superior technical and language skills, with trilingual fluency in English, Spanish, and Greek, and proficiency in Microsoft Office Suite (Word, Excel)
Career Track
Newport Coast Securities (Now Westpark Capital), location (06/2013 to 01/2015)
Broker/Advisor
- Key participant in $25M offering of Advaxis, $12M offering of Stellar Biotechnologies, and $10M offering of LabStyle Innovations.
- Selected to co-manage diversified equity and structured product portfolios of high net-worth investors; assisted in debt structuring and equity banking transactions for biotech, life sciences, and software sectors.
- Expertly and efficiently managed multiple levels of responsibilities and duties, including due diligence for companies seeking financing support from diverse industries, as well as fundraising from both individuals and institutions for investment banking transactions.
Blackwall Capital (Now PHX Financial), location (11/2012 to 06/2013)
Equities Broker
- Leveraged industry expertise and strategic analysis skills to co-manage diversified equity portfolio for high net-worth individuals.
- Drove long-term organizational goals in revenue, sales, and building substantial client base through establishing relationships with accredited and qualified investors and institutions.
Spencer Trask Ventures, location (01/2010 to 01/2012)
Private Equity broker
- Key contributor in $80M in equity and debt investment banking transactions as well as syndicate deals for major organizations, including Organovo Holdings.
- Established relationships with accredited and qualified private and institutional investors.
- Conducted due diligence investigation of diverse companies seeking financing.
Education & Training
MBA in Finance, University of Massachusetts (Dartmouth/Lowell), Bedford/Lowell, MA (2017)
Bachelor of Arts in History, CUNY Queens College, Queens, NY (2004)
Additional Information
Activities & Affiliations
- Member, Golden Key Society (Top 15 percent in MBA graduate class)
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