Key Contributor & Effective Leader supporting accounting/finance functions in fast-paced and high-stress environments within a variety of industries. Experienced in managing regulatory compliance strategies, completing account analysis, overseeing daily risk management operations, and overseeing month-end reporting/auditing procedures. Equipped with a significant ability to leverage skills in project management and to introduce new tools for cost/time savings and efficiency improvements.

Compliance Analysis Financial Report Development Anti-Money Laundering Regulatory Audits

Budgeting/Forecasting Project Management Process Improvement Accounts Receivable/Payable

Staff/Team Management Risk Management Microsoft Office Suite Salesforce, NMLS, Mainframe

  Direct day to day compliance operations within a fast-paced environment with a focus on increasing productivity and efficiency levels

  Review and analyze alerted transactions and identify potentially suspicious activities, act as the Subject Matter Expert in regard to BSA/AML transactions, and oversee the investigative process

  Generate monthly, quarterly, and annual compliance reports to regulatory agencies, maintain an expert level knowledge of regulatory standards, and lead independent audits

  Design and implement strategies aimed at improving productivity and improving compliance related programs in addition to overseeing anti-money laundering programs

  Provide training and individualized coaching to new team members, collect and analyze financial data, and complete detailed investigations

  Oversaw compliance operations within the organization which included designing new policies and streamlining current initiatives within the compliance division

  Worked closely with cross-functional teams with various departments such as risk management, internal audit, and employee services along with working closely with the Corporate Attorney in regard to legal compliance issues

  Performed independent reviews and evaluation of compliance issues, provided guidance to internal team members, and identify potential areas of risk

  Led compliance related tasks within a banking environment which included reconciling general ledger accounts, reviewing accounting functions, and generating financial statements

  Developed presentations used in compliance meetings, monitored a regional compliance program, led audit training sessions, and audited financial information

  Coordinated administrative functions related to the closing and funding of consumer loans which included completing a closing review checklist, reviewing loan notes, and correcting account and/or loan information within the internal lending system

  Maintained an expert level knowledge of regulations related to the Federal Housing Authority and the Veteran s Administration in addition to obtaining real estate specific documents such as recorded mortgages, floods, and deeds of trust

  Supervised Teller operations within the organization which included supervising team members and designing both short and long-term strategies

  Provided both individualized and group training to new team members, monitored internal metrics, and implemented strategies aimed at increasing productivity

  Performed detailed account research in order to resolve discrepancies in regard to payroll in addition to diffusing escalated customer service situations

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Dear__________________:

I am currently seeking a challenging new career opportunity as (JOB TITLE) and am submitting my resume for your review. In advance, thank you for your time and consideration.

As demonstrated in the accompanying resume, my professional qualifications include a strong background in strategic leadership and financial roles with experience in performing detailed account analysis, implementing risk management strategies, and ensuring compliance with regulatory requirements. In addition, I have strong experience in building positive relationships with both internal and external clients, supervising cross-functional teams, and improving current operational processes.

Career Highlights Include:

  Review and analyze alerted transactions and identify potentially suspicious activities, act as the Subject Matter Expert in regard to BSA/AML transactions, and oversee the investigative process

  Bachelor of Arts in Accounting with a Minor in Business Administration from Troy University

As an employee, you will find me to be a driven team player committed to supporting you in achieving your objectives through superior performance. I am confident that I could be a valuable asset to your organization, and look forward to interviewing with you in the near future.

Sincerely,

Yyyyyy x. yyyyyy