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Yyyyyy x. yyyyyy

0000 xxxxxx xxxx , xxxx , xxxxx 00000 xxx-xxx-xxxx |


Senior finance professional eager to contribute strong business acumen and 20+ years of experience to a progressive leadership role.


Profile of Qualifications


         Demonstrated ability to leverage industry expertise to provide highly effective consulting and make knowledge-based recommendations.

         Consistently recognized for the ability to identify and mitigate risk while maintaining utmost regulatory compliance.

         Exemplary analytical problem-solving skills with a track record of exceeding expectations in positions with increasing levels of responsibility.


Key Areas of Expertise


   Leadership & Development

   Project Management

   Interpersonal Communication

   Process Improvement

   Budgeting & Finance


   Risk Management

   Attention to Detail

   MS Excel


Professional Synopsis


Dipsea Capital Fund, LP 2015-Present

Risk Manager, Operations & Investor Relations

         Fulfill critical leadership position responsible for maintaining quality control throughout day to day operations.

         Streamline process improvement initiatives to significantly increase efficiency and reduce risk.

         Demonstrate a strong attention to detail while successfully preparing budgets, cash flow analysis and tracking revenue / expenses.

         Utilize strong interpersonal communication skills to cultivate positive relationships and significantly grow existing client base.

         Generate detailed daily risk reports and relay pertinent information to management team.

Key Achievements:

         Developed risk parameters and procedures, leading to positive monthly returns 92% of the time with a .4% monthly deviation.

         Strategically increased assets by 400% in 3-year period.


Dipsea Capital, LLC 1998-2015

Investment Manager

         Utilized strong finance knowledge to develop and execute strategic plans to boost efficiency and increase return on investment.

         Leveraged excellent organizational abilities to compile and thoroughly review financial information.

         Maintained utmost quality control throughout all daily operations.

         Strategically identified client needs and implemented innovative solutions to ensure fulfillment.

Key Achievements:

         Recognized for meeting capital appreciation goals; consistently maintained audited returns of 12.54%.


PaineWebber 1992-1998

Equity Trader

         Obtained in-depth exposure to highly effective trading processes while making markets in 17 publicly listed equity stocks on the Cincinnati Stock Exchange.

         Continually met and surpassed company goals by generating $1.2M+ in trading profits.


Education & Professional Development


B.S. in Business Administration, Emphasis: Finance. Minor: Economics, California State University, Chico

Finra- Series 7 and 63 CRD#2224723; Inactive

Accounting Fundamentals, Excel, Fixed Income & Introduction to Corporate Finance Certificates

Corporate Finance Institute

The Complete Financial Analyst Course (License #11070355), Udemy; 2018

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