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Yyyyyy x. yyyyyy

1724 Delane Ave., #0000 xxxxxx xxxx , xxxx , xxxxx 00000 abc@xyz.com xxx-xxx-xxxx

 

Driven, focused, and hard-working Strategic Leader with 10+ years of experience and a proven ability to lead others and oversee financial operations within fast-paced environments. Experienced in coaching others on appropriate financial products, ensuring regulatory compliance with federal/state laws, and devising innovative financial solutions for clients. Highly adept in improving operational efficiency levels in addition to maintaining strong communication with co-workers, staff, clients, and members of executive management.

 

Key Competencies

 

Regulatory Compliance Financial Analysis Retirement Plan Consulting Financial Statement Presentation

Financial Consulting Detailed Legal Research Database Administration Detailed Legal Research

Process Improvement IRA s (Traditional, Roth, SEP, Simple) 403(b), 401(a), VRIP, i401(k) Accounts

 

Professional Experience

TIAA-CREF, Charlotte, NC 2015-Present

Financial Services Consultant

  Direct day to day financial operations within a fast-paced environment with a concentration on increasing productivity, efficiency, and operational revenue

  Provide individualized coaching and guidance to clients in regards to federal regulations/standards and applicable employer plan rules

  Identify client s financial goals and consult them on appropriate financial products, analyze and interpret financial regulations, and ensure the organization is in compliance at all times

 

Vanguard, Charlotte, NC 2013-2015

Retirement Specialist

  Coordinated daily financial and client support functions within the organization which required maintaining an expert level knowledge of retirement regulations and best practices

  Recognized as a trusted educational resource for both internal and external clients in regards to federal/state regulations

  Instrumental in analyzing and developing solutions for complex retirement account issues along with consistently maintaining positive rapport with key clients

 

Carolina/Synergy Legal, Charlotte, NC 2010-2013

Attorney Consultant at Alexander Ricks, PLLC

Electronic Discovery Attorney

Credentialing Specialist PBH/Cardinal Innovations MCO

  Facilitated several administrative and legal functions within the organization which included performing comprehensive legal research using WestlawNext and analyzing both procedural rules and case law

  Created detailed memorandums which outlined legal case analysis, reviewed deposition transcripts, and drafted deposition summaries

  Acted as the sole Attorney for an on-site litigation team in addition to handling electronic discovery logistics which included identifying appropriate data and ensuring procedures are followed

  As a Credentialing Specialist, reviewed Clinician applications, created comprehensive operational procedures, updated a credentialing database, and reviewed documentation for errors

 

Yyyyyy x. yyyyyy

1724 Delane Ave., #0000 xxxxxx xxxx , xxxx , xxxxx 00000 abc@xyz.com xxx-xxx-xxxx

 

Professional Experience Continued:

Lucas County Legal Aid Society, Toledo, OH 2006-2010

Intern, Attorney

  Managed legal operations within a non-profit environment which included interviewing clients, reviewing case specific facts, and performing detailed case assessments

  Generated specific case documentation as needed, research applicable case law and/or regulations, negotiated plea agreements, and successfully advocated for clients

  Instrumental in drafting legal documentation such as briefs, motions, discovery, and other pleadings which were used for various criminal proceedings

 

Additional Professional Experience Includes: Extern, Adult Protective Services, Attorney General s Office (2006) and Extern, The Sixth District Court of Appeals (2005)

Education & Licensure

 

Juris Doctorate, University of Toledo College of Law, Toledo, OH

Bachelor of Arts, English, Ohio University, Athens, OH

 

Licensed Attorney, State of Ohio

Licensed Attorney, State of Illinois

Current Series 7, Series 63, and Life Insurance Licensure

 

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