Successful Financial Planning and Advising professional available to contribute talents toward supporting a dynamic independent financial planning firm in maximizing

client and company performance as an integral team member

Profile of Qualifications

  Offering several years of progressive experience, with background spanning life, disability and long-term care insurance through retirement plans, mutual funds, managed money accounts, and fee-based comprehensive planning

  Rapidly delivered results as new Agent to earn recognition as Leaders Conference and Rising Leaders Qualifier based on ranking in Top 18%-22% of field force within first year of joining team

  CFP, ChFC and CLU Designations in progress and on track for 2016 credentialing

  eMoney Licensed; 2014-Present

  Registered Representative of MML Investors Services, Inc; 2013-Present

  Series 6,63,65,and 7 Licensed; 2013-Present

  Variable Life and Variable Annuities Licensed; 2013-Present

  Life, Health and Accident Insurance Licensed; 2012-Present

  Excel in defining client needs and goals, conducting financial planning cash flow analysis and designing, presenting and delivering customized financial solutions

  Talent for identifying and capitalizing on opportunities to secure and optimize clients financial future while delivering dynamic results for employer

  Highly effective communication, consulting, advising, and relationship building skills

  Able to develop and execute targeted marketing strategies for driving growth; BA in Marketing

  Self-motivated professional equally effective in independent and collaborative teamwork roles

Professional Experience

Agent, The Piedmont Group - Macon, GA (headquartered in Atlanta) 2012-Present

  Launched financial planning career with insurance-backed firm consulting in and selling insurance products including life, disability and long-term care

  Progressed after earning Series 6 and 63 credentials to specialize in retirement plans and mutual funds; subsequently earned Series 65 and 7 licenses and focused on managed money accounts along with fee-based comprehensive planning

  Over past year have expanded on skills to specialize in fee-based planning using eMoney financial software for financial planning analysis of cash flows as well as presentation of plans to clients

Education / Professional Development

BA, Marketing, The University of Georgia (UGA)-Terry College of Business; 2010

Member, Sigma Alpha Epsilon, Georgia Beta Chapter Fraternity; 2006-2010

CFP, ChFC, and CLU Designations, The American College; pending 2016

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Professional Associations

MassMutual Political Action Committee (MMPAC)

The National Association of Insurance and Financial Advisors, Macon Chapter (NAIFA)

Society of Financial Services Professionals (SFSP)

Financial Planning Association (FPA)

Investment Management Consultants Association (IMCA)

American Society on Aging (ASA)

Community / Civic Affiliations

Member, UGA Alumni Association; 2013-Present

Member, Leadership Macon, Macon Chamber of Commerce; Class of 2013

Member, Young Professionals Network, Macon Chamber of Commerce; 2014-Present

Member, Macon Volunteer Clinic, Marketing Committee; 2014-Present

Member, Rotary Club of North Macon; 2015-Present

Member/Membership Committee, Idle Hour Country Club-Macon, GA; 2013-Present

Member, Secession Golf Club-Beaufort, SC; 2015-Present

Member, Benedicts of Atlanta; 2015-Present

Date

Hiring Agent Name

Title

Company Name

Address

City/State/Zip Code

Dear__________________:

I am in the process of relocating to Atlanta at my own expense, and am currently seeking a challenging new career opportunity as an Associate/Agent with an independent RIA firm. To acquaint you with my qualifications, my resume is included for your review. In advance, thank you for your time and consideration.

As demonstrated, I launched my career as an Agent with The Piedmont Group in 2012 consulting in and selling a portfolio of insurance products and rapidly progressed to retirement plans and mutual funds prior to subsequently specializing in managed money accounts and fee-based comprehensive planning. Over the past year I have been providing fee-based planning, services as an eMoney credentialed financial planner, employing financial software to perform financial planning analysis of cash flows and deliver quality presentations of plans to clients.

I offer extensive credentials ranging from Series 6, 63, 65, and 7 to Variable Life and Variable Annuities and Life, Health and Accident Insurance licensures and am a Registered Representative of MML Investors Services, Inc. Complementing this, my CFP, ChFC and CLU Designations are in progress, with credentialing pending in 2016. Additionally, I previously earned a BA in Marketing. Of note, I am also actively involved in a wide range of industry/ professional associations as well as numerous community and civic organizations.

As an employee, you will find me to be a driven team player highly effective in delivering results both for the clients and my employer, and I am confident I would be a valuable asset to your firm. I welcome the opportunity to interview at your earliest convenience, and look forward to your response.

Sincerely,

Yyyyyy x. yyyyyy