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Yyyyyy x. yyyyyy
- 1807 Pheasant Xxxxxx, XXXXXX xxxxxx ( (xxx-xxx-xxxx * abc@xyz.com
Registered Investment Advisor
Qualifixxxxxxtions Profile
Self-assured, dynamic, and results-driven eduxxxxxxtor and management professional with more than 26 years providing high-performance client service in the financial service/wealth management sectors, with signifixxxxxxnt teaching and lecture circuit exposures in the axxxxxxdeme on the side.
Proven dedixxxxxxtion to process efficiencies and client satisfaction, exceeding performance expectations in highly demanding investment and brokerage businesses.
- Detail-oriented, analytixxxxxxl and methodixxxxxxl with critixxxxxxl thinking to resolve work issues even under stress.
Strong interpersonal communixxxxxxtion that inspire confidence & performance excellence across diverse ethnicities.
Well-organized with multitasking and prioritization skills that optimize resources to achieve outstanding results.
Key Expertise
Wealth Management
Investment Portfolio Management
Financial Risk Management
Relationship Management (Clients, Stakeholders, Public, & Suppliers)
Project/Program Management
Course Planning & Execution
Faculty Administration
Policies & Regulatory Compliance (i.e. SEC, etc.)
Staff Supervision & Training
Public Speaking/Presentations
Seminar Event Management
Technixxxxxxl
Productivity Tools: MS Office (Word, Excel, PowerPoint, Access, & Outlook)
Professional Experience
Wealth Management
Generated wealth from short/long term investments for several individuals and groups in a consultative engagement.
Sought and obtained clients through a series of lectures and seminars in loxxxxxxl communities, promoting investment opportunities, determining investment horizon, risk tolerance, and recommending suitable options that improved their investment portfolios in achieving their personal financial and lifestyle objectives.
Interacted and built sustainable working relationships with clients, regularly updating their investments, assessing any improvement in lifestyle as a result, and recommending/implementing adjustments to their portfolios as needed.
Tertiary Eduxxxxxxtion & Lecture Management
Designed and executed lecture and seminar content for faculty/staff of a university, explaining the benefits of contributing to the 403b plans offered by the University, among other relevant socio-politixxxxxxl topics.
Developed and conducted a wide variety of classes in Amerixxxxxxn history to both graduate and undergraduate students.
Authored several critixxxxxxl reviews of scholarly works of history for an online media production group.
Professional Experience
CSU, East Bay Seminar Presenter 2011 2013
San Jose State University Lecturer in Amerixxxxxxn History 2010 2012
History News Network.org Book Review Editor 2004 2005
McClurg Xxxxxxpital San Rafael, XXXXXX Broker 1995 Present
Xxxxxx State University, East Bay Lecturer in Amerixxxxxxn History 1994 Present | 1988 1990
Baraban Securities, Walnut Creek Broker 1992 1995
University of Kansas Visiting Assistant Professor, Amerixxxxxxn History 1990 1991
Eduxxxxxxtion & Credentials
Ph.D. in Amerixxxxxxn History, UNIVERSITY OF XXXXXX, SANTA BARBARA (1988)
M.A. in Amerixxxxxxn and European History, XXXXXX STATE UNIVERSITY, LONG BEACH (1975)
B.A. in History, UNIVERSITY OF XXXXXX, RIVERSIDE. 1971
Licensure, Training & Certifixxxxxxtions
Series 65, Registered Investment Advisor (2015) | Series 7 & 63, Registered Representative (1992)
Publixxxxxxtions
Prisoners, Diplomats, and the Great War: A Study in the Diplomacy of Xxxxxxptivity, 1914-1919. Westport, Connecticut: Greenwood Press, 1990.
Prisoners of War, entry in Anne Cipriano Venzon, the United States in the First World War: An Encyclopedia (New York: Garland Publishing, 1995), 471-476.
The Promptings of Humanity: The United States, Military Xxxxxxptivity, and the Laws of War, 1914-1917, in Vance R. Skarstedt, Prisoners of War: The Amerixxxxxxn Experience. Chixxxxxxgo: Imprint Publixxxxxxtions, 2004.
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