Results-driven, confident and motivated professional with experience in successfully coordinating high-volume financial operations with a focus on client satisfaction. Skilled in working with stakeholders of all levels using innovative approaches to problem solving. Fast learner with the ability to work in a fast-paced environment both independently and within a team. Able to complete concurrent tasks under strict, high-pressure deadlines. Identify and drive forward improvements that streamline processes and fuel goal achievement. Establish and sustain strong, lasting relationships with both personnel and customers. Eager to return to the workforce as an Internal Auditor at Resorts World Casino that will allow for use of skills and offer opportunities for professional growth. Also open to prospects that deliver similar, broad-reaching advancement prospects in finance, including the client-centered insurance and tourism sectors.

Customer Relations | Tactical Decision Making | Communication | Supervision | Teambuilding | Risk Assessment

Process Improvement | Regulatory Compliance | Audits | Relationship Building | Key Reporting | Metrics | Attention to Detail

Client Onboarding | Strategic Planning & Analysis | Time Management | Organization | Prioritization | Problem Solving

         Classify and prevent instances of money laundering, structuring and terrorist financing by carefully assessing all transactions

         Secure account data including opening documents to help flesh out client profiles; done in partnership with branch staff

         Led investigations using proven research techniques to analyze activity including use of bank systems and vendor solutions

         Escalated peculiar or suspicious functions to AML management personnel for further follow-up

         Garnered an overall 99% average performance rate while spearheading quality assurance reviews for trust, custody and investment

         Bolstered bank revenue by 30% via fee schedule increases for over 10K accounts during migration

         Migrated over 10K investment accounts from New York to Pittsburgh while simultaneously driving sound operations in the face of a 20% staff cut; also worked with Business Analysts and Programmers to drive migration within both locations

         Left role to care for family after one year of service

         Directed an enterprise-wide screening of account holders and their respective transactions to note known or suspected money launderers, terrorists or drug dealers using OFAC guidelines and a politically-exposed watch list of individuals

         Played a key role in developing various internal accounting databases and online search tools; called on Lexis/Nexis to scrub data and conduct analyses

         Carefully assessed risk factors and bank exposure prior to high-level escalation to the Sanction Operation and Anti-Corruption Team

         Capably led quality assessments to make note of strength and improvement areas using industry-specific and fiscal acumen

         Gathered documents for internal and external audit processes, later used by Regulators and others banking stakeholders

         Guaranteed fruitful business efforts by unearthing the root cause for present concerns that negatively impacted financial controls

         Followed up by reviewing internal systems to resolve irregular activities and document related data

         Drove credit accuracy, compliance, proper loan documentation and use of metrics to boost bottom-line performance

         Actively supported the Wealth Management Unit and branches by overseeing inquiries, account openings/closings and maintenance

         Worked collectively to devise innovative new operational measures that fueled positive process improvements

         Suggested useful system modifications as needed in order to further drive change management efforts

         Made certain that all noted changes were entered and posted swiftly by connecting with all branch locations regularly

         Replied to all incoming inquiries with a welcoming manner and timeliness; escalated or redirected concerns as needed

         Guaranteed regulatory compliance in making all operational charges

Bachelor of Arts, Economics with Business Minor, Long Island University

Also completed Independent Financial, Leadership and Computer Courses

March 16, 2018

Hiring Agent Name

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Company Name

Address

City/State/Zip Code

Dear [Hiring Agent Name],

I am currently seeking a challenging career opportunity in a (INSERT TITLE OF TARGET POSITION) capacity and am submitting my resume for your review. In advance, thank you for your time and consideration. As demonstrated in the accompanying resume, my professional qualifications include the following accomplishments:

  I bring to any role years of financial leadership experience, with a goal of leveraging my transferable skills in compliance and auditing to pursue a role as an Internal Auditor. This is an exciting new career prospect that I believe will benefit me greatly, as well as the operations of your organization.

  As a professional, I thrive while working in fast-paced, deadline-driven environments that call for adaptability and attention to detail. I excel as both an independent achiever and influential team member to ensure smooth, seamless daily operations.

  My experiences have sharpened my Customer Care, Risk Assessment, Process Improvement, Reporting, Strategic Planning and Analytical Thinking competencies, as well as my ability to connect positively with individuals and groups at all levels using proven interpersonal communications acumen.

  In addition to my career chronology, detailed on my resume, I have a Bachelor of Arts in Economics with a Business minor. I have also completed Independent Financial, Leadership and Computer Courses. I consider myself a lifelong learner by nature, always willing to adapt to cutting-edge processes and emerging technology programs.

As an employee, you will find me to be a driven team player committed to supporting you in achieving your objectives through superior performance. I am confident that I could be a valuable asset to your organization, and look forward to interviewing with you in the near future.

Sincerely,

Yyyyyy x. yyyyyy

Enc. Resume